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What Are “Securities” & When is an Investment Opportunity (of any type) Regulated by the SEC

What Are “Securities” & When is an Investment Opportunity (of any type) Regulated by the SEC

by kotterlw | Feb 8, 2025 | Securities & Investments

The realm of securities and investments constitutes a rigorously regulated domain within the financial industry, overseen by federal and state legislation aimed at safeguarding investors and preserving the integrity of financial markets. Nevertheless, numerous...
The U.S. Corporate Transparency Act: The Most Important Federal Law that all Businesses Must (but don’t) Understand & the Imperative for Legal Counsel

The U.S. Corporate Transparency Act: The Most Important Federal Law that all Businesses Must (but don’t) Understand & the Imperative for Legal Counsel

by kotterlw | Feb 8, 2025 | Business & Corporate Law

The Emergence of a New Epoch in Corporate Transparency The Corporate Transparency Act (CTA), which was enacted as a component of the Anti-Money Laundering Act of 2020, signifies one of the most substantial legal transformations for businesses in the United States in...
Connelly v. IRS – A High Stakes Estate Planning Case That Reaches the U.S. Supreme Court

Connelly v. IRS – A High Stakes Estate Planning Case That Reaches the U.S. Supreme Court

by kotterlw | Nov 18, 2024 | Estate Planning

Estate planning frequently involves the reduction of tax liabilities and the assurance of a family’s financial future. Nevertheless, complex situations may arise when high-value assets, such as family-owned corporations, are involved. One such case, Connelly v. IRS,...
Adapting to Change in the Legal & Tax Estate Planning Landscape

Adapting to Change in the Legal & Tax Estate Planning Landscape

by kotterlw | Nov 17, 2024 | Estate Planning

Estate planning is a crucial component of financial preparation, as it enables individuals to safeguard assets, reduce taxes, and guarantee the smooth transmission of wealth to future generations. Wills, trusts, and estate planning strategies have been substantially...
Neglecting Estate Planning; Lessons from High-Profile Cases

Neglecting Estate Planning; Lessons from High-Profile Cases

by kotterlw | Nov 16, 2024 | Estate Planning

Estate planning is frequently disregarded, resulting in legal, financial, and emotional distress for the beneficiaries of an individual’s estate. The challenges that arise when wills and trusts are either incomplete or absent are exemplified by high-profile disputes....
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